NyandriaSmith5659 NyandriaSmith5659
  • 24-05-2022
  • Business
contestada

Under the Uniform Securities Act, a person who has no place of business in a State, and who transacts securities business only with financial institutions in that State, is:

Respuesta :

jayilych4real
jayilych4real jayilych4real
  • 24-05-2022

Answer:

Excluded from definition of a broker-dealer and need not register

Answer Link

Otras preguntas

what is nonsense fable​
If APQR = ATSR, what are the congruent corresponding parts?
solve the simultaneous equation x + y = 2 and 4y² - x²= 11​
What is the difference between plodding and scurrying ?
Explain why pulling is easier than pushing?
Answer 3,4,5 and 6 Read the directions!☺️ (15 points):)
Pure aluminum is dropped inyo a solution of silver sulfate, aluminum replaces sulver ik the compound and pure silver sinks to the bottom of yhe cantanior
1. Roger Williams's belief about what principle has been influential among religiousand political conservatives since his day?A. freedom of religionC) separatio
The below reaction is carried out by mixing 7 g pureCa(OH)2 and 7g of pure NH_Cl. Which of the followingis excess reagent?​
Who was Cyrus the Great's wife and what did she do? say everything about her